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Yyyyyy x. yyyyyy
0000 xxxxxx xxxx , xxxx , xxxxx 00000
xxx-xxx-xxxx abc@xyz.com
Financial Analysis Executive
Comprehensive Financial Planning ~ Real Estate Regulations
Performance-focused Financial Analyst and Investments Strategist eager to contribute practical experience and academic background toward actively supporting a dynamic organization in maximizing results. Key transferable skills include ability to provide in-depth analysis of complex financial documents and situations, client asset advisement, SOX compliance and regulations expertise, as well as focused communication methodologies to enhance overall solvency and efficacy of the company.
Ø Strong technical background with the ability to work independently on multiple research projects with specialized knowledge of strategic financial planning, real estate expertise, financial instrument management, Sarbanes Oxley regulations, risk management, treasury and tax planning, budget management, forecasting, public company reporting, as well as management pension and 401K plans.
Ø Comprehensive understanding of the financial trading systems arena due to advanced education and training regarding information management and business practices.
Ø Effectively lead top-performing teams to produce both short term and long term financial strategies.
Ø Excel in defining and implementing policies, procedures and operational systems that boost productivity, efficiency and quality of operations.
Functional Competencies
Ø Demonstrate dynamic leadership qualities and strong communication skills in successfully steering financial planning meetings and delivering comprehensive strategies.
Ø Carefully analyze various documents and reports in order to identify and reconcile potentially costly errors.
Ø Closely examine accounts to balance positions and funds between clients, firms and/or the bank.
Ø Develop expert plans of action according to specific financial needs, both expeditiously and effectively.
Ø Ensure critical internal and regulatory compliance as well as data integrity/quality control by proficiently analyzing financial trends in the market to identify relevant information and advise clients appropriately.
Ø Skilled at devising and implementing economic forecasting programs as well as utilizing extensive knowledge of economic climate to benefit the organization.
Ø Embrace company initiatives and lead process integration efforts throughout various departments.
Professional Career Track
- Commercial Agent, Coldwell Banker 2009-Present
- Registered Investment Advisor, Gold Mind Enterprises 2006-Present
- Independent Financial Advisor 2002-Present
- Financial Advisor, FSC Securities Corp. 2000-2002
- Financial Advisor, WMA Securities 1998-2000
- Financial Advisor, FSC Securities Corp. 1995-1998
- Financial Advisor, American Express 1989-1995
Academic & Specialized Training
n B.S. - Business, University of Phoenix
n Series 7, 63 & 65 Registered
n Financial Advisor Training, American Express
n Licensed Real Estate Agent
n Toastmasters Training
n Life & Health Insurance License
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