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yyyyyy x. yyyyyy                                  

 0000 xxxxxx xxxx , xxxx , xxxxx 00000

abc@xyz.com

(xxx-xxx-xxxx

 

career objective

results-driven finance specialist eager to contribute sharp business acumen and superior client relations skills toward supporting the employer in optimizing portfolio performance

profile

ø  offer solid experience in profitability calculation and financial analysis experience, with depth of knowledge regarding a wide range of investment products and services

ø  demonstrated ability to facilitate a client-focused, service-oriented environment vital to maximizing customer satisfaction and retention; research, resolve, and document any issues

ø  strategically plan and implement business systems that improve efficiency and  accuracy; team with interdepartmental specialists to improve existing systems

ø  dynamic research, presentation, and relationship management skills

ø  strong technical proficiencies including advanced functions in ms excel and access

professional experience

dreyfus investments, uniondale, ny                                                                                                              4/07 c present

insert job title (6/10 c present)

  • in recognition of outstanding performance, steadily progressed within company to attain present position responsible for calculating and analyzing profitability of revenue sharing and sub-transfer agent contracts between dreyfus and banks/broker dealers
  • track accruals related to contracts, input fundlists from sales representatives, verify data to ensure no payment redundancies, and perform profitability analysis on basis points assets/revenue based on funds expenses
  • monitor monthly expenses of dreyfus money market funds to adjust rates paid to dealers; generate monthly reports for dealers on 12b-1 and revenue share payments

dealer payments analyst (6/09 c 6/10)

  • accurately calculated average daily balances to verify sub-ta and networking payments and back payments of  12b-1 service fees; additionally calculated total assets/sales for institutional clients receiving reimbursement of marketing expenses
  • established and maintained overrides on transfer agency system to automate various dealer payments; partnered with institutional sales force and wholesalers on coordinating specialized payment arrangements
  • generated invoices for reimbursement of sub-ta, networking, and asset-based fees; maintained client files, agreements, and other documents related to 12b-1 processing, networking, sub-ta and other dealer payments

senior sub-accounting specialist (9/07 c 6/09)

  • delivered excellent customer service, transactional support, and issue resolution for clients invested in dreyfus offshore funds and dreyfus select partners plus programs
  • worked closely with trading desk to report inflows and outflows of funds; provided additional support and inquiry assistance
  • customized applications for institutional lion sub-accounting clients, teamed with interdisciplinary staff on policy improvements, and produced and analyzed client activity reports

client operations specialist (4/07 c 9/07)         

  • provided client support including troubleshooting automated systems issues, resolving rejected trades, reconciling account positions and activity, processing same-day transactions and t+1/t+3 settlements, and assisting with other account inquiries and issues

                          

~ additional experience ~

crew supervisor, maura brothers inc., port washington, ny                                                              summers 2001 c 2006

summer associate, hsbc, new york, ny                                                                                                     summer 2000

education

college of management at university of massachusetts lowell                                                                                     2009

master of business administration c finance option

           

arizona state university, tempe, az                                                                                                                            2005

bachelor of science in marketing                                

 

~ licenses ~

series 6 & 63


 

yyyyyy x. yyyyyy                                  

 0000 xxxxxx xxxx , xxxx , xxxxx 00000

abc@xyz.com

(xxx-xxx-xxxx

 

date

 

 

 

hiring agent name

title

company name

address

city/state/zip code

 

dear__________________:

 

i am currently seeking a challenging career opportunity as a insert specific job title and am submitting my resume for your review.  in advance, thank you for your time and consideration.

 

as demonstrated in the accompanying resume, my professional qualifications include nearly four years of progressive experience performing financial research, analysis, and client support functions.  i excel at anticipating, identifying, and responding to changing market conditions.  my unique blend of analytical, technical, and interpersonal relations skills has consistently proven instrumental in my success.  to complement this background, i hold an mba with a specialization in finance, as well as series 6 and 63 licenses.

 

as an employee, you will find me to be a driven team player committed to supporting you in achieving your objectives through superior performance.  i am confident that i could be a valuable asset to your firm, and look forward to interviewing with you in the near future.

 

sincerely,

 

 

yyyyyy x. yyyyyy

 

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