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YYYYYY X. YYYYYY
0000 xxxxxx xxxx , xxxx , xxxxx 00000
(xxx-xxx-xxxx abc@xyz.com
CAREER OBJECTIVE
Motivated, accomplished professional with strong management, accounting and finance skills. Seeking a challenging position within a dynamic organization with room for long-term growth and personal and professional development. .
PROFILE
Ø Offer approximately 12+ years progressive experience in a wide array of environments with a comprehensive management background
Ø Entrusted with achieving optimal utilization of human and financial resources through proactive workflow planning & coordination
Ø Effectively define, develop and implement targeted action plans to maximize operational productivity, and efficiency
Ø Exceptional ability to research and evaluate industry trends and competitor products and use findings toward designing and executing strategies to boost company leveraging in a saturated market
Ø Dynamic communication, presentation, relationship building, and problem solving abilities
Ø Excel at interacting with broad populations including senior management, sales and customer service staff as well as clients
Ø Maintain a Series 7 license & Series 63 license
PROFESSIONAL EXPERIENCE
J.C. Bradford 1996-Present
Corporate Employee Financial Services Representative
Compliance Surveillance Specialist
Branch Service Representative
Branch Office Support Liaison
Accounts Payable
Mutual Funds/Annuities Specialist
General financial activities include:
Supervise the accounting, budgeting, management, and execution of annual funds.
Create and promote a structured and efficient collaborative team environment to promote optimum performance levels
Communicate daily with employees for companies with administer, implement equity trades and stock options transactions
Plan, direct, and coordinate activities of designated projects to ensure that goals and objectives are accomplished within prescribed time frames and funding parameters.
Review project proposals to determine time frames, funding limitations, and procedures for completing projects.
Conduct mandatory surveillance regarding trading activity; verify that investment objectives comply with trading activity.
Control budget to actual expenditures and monitored all internal financial and accounting controls.
Review present financial and accounting procedures and policies and implemented changes and modifications designed to increase the efficiency and effectiveness of accounting operations.
Direct and coordinate activities of project personnel to ensure project progresses on schedule and within prescribed budgets.
Review status reports prepared by project personnel and modified plans as required.
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