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yyyyyy x. yyyyyy                                            0000 xxxxxx xxxx , xxxx , xxxxx 00000

xxx-xxx-xxxx [h xxx-xxx-xxxx  [c]

                                                                                                                                       abc@xyz.com

objective

senior finance and investment professional seeking to utilize extensive professional experience, excellent managerial and developed analytical and decision-making skills in a challenging executive board of director assignment.

 

career profile

ø  over 20 years of financial management, brokerage and investment experience.

ø  knowledgeable in strategic planning, budgeting and financial analysis.

ø  bachelor of arts degree in political science.

ø  extensive financial, evaluation and assessment background.

ø  holder of series 7, 8, 24 and 63 licenses.

ø  record of progression to assignments of increasing authority and responsibility

ø  responsible for broad oversight of investments in a high-volume environment.

ø  knowledgeable in financial statements, reconciliation systems and process improvement.

ø  oversee payroll reports, sales tax use reports, bank statements and general ledger.

ø  have raised over $250mm for 50 diverse client companies over course of career.

ø  comprehensive grasp of internal operations and coordinating multiple departments.

ø  focus on productivity enhancement and meaningful cost control.

ø  ability to consistently achieve stringent p&l objectives.

ø  expertise in developing and overseeing professional teams.

ø  well-organized multi-tasker with strong detail orientation.

 

professional licensure

series 24 general principal license

series 7 registered representative

series 63 license

series 8 license

 

professional experience

laidlaw & company (uk) ltd., new york, ny/stamford, ct                                               2004 - present

vice chairman/branch manager for stamford, ct, 2007 - present

       voluntarily moved to vice chairmanship to expand investment banking and private equity investments.

       obtain and develop financing for both public and private corporations.

       supervise staff of highly effective brokers and financial professionals.

       manage all aspects of international banking and private equity investments.

       successfully developed $250mm+ for 50+ multinational client companies.

 

president, 2004 - 2007

       responsible for every facet of corporate operations including sales, marketing and investments.

       developed top-notch professional staff of bankers, brokers and market analysts.

       voluntarily resigned position to focus on investment banking and private equity

 

 

 

 

yyyyyy x. yyyyyy

page two

 

 

sands brothers & co., ltd., new york, ny                                                                           1990 - 2004

vice chairman, sales, 2001 - 2004

       directed sales and marketing operations of this multi-million dollar capital acquisition firm.

       performed broker-dealer services in addition to core responsibilities of investment banking.

 

senior managing director, 1998 - 2001

         responsible for business activities of park avenue headquarters of corporation.

 

managing director, 1994 - 1998

       similar responsibilities as above.

 

senior vp/financial consultant, 1990 c 1994

 

 

education

hampden-sydney college, hampden-sydney, va

bachelor of arts, political science, 1983

 

 

other experience

prior to 1990, employed by rodman & renshaw in capacity of financial consultant, won new account contest in first month of production.  earlier, served as independent sales agent in wholesale garment industry.

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