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Yyyyyy x. yyyyyy

0000 xxxxxx xxxx , xxxx , xxxxx 00000

 

xxx-xxx-xxxx (H xxx-xxx-xxxx  (C) 

abc@xyz.com

 

Financial Analysis Executive

Data Analysis ~ Customer Advisement ~ Reconciliation Methods

 

Performance-focused Financial Analyst and Investments Strategist eager to contribute practical experience and academic background toward actively supporting a dynamic organization in maximizing results.

 

Qualifications Profile

 

Ø  Strong technical background with the ability to work independently on multiple research projects.

Ø  Comprehensive understanding of the financial trading systems arena due to advanced education and training regarding information management and business practices.

Ø  Effectively lead top-performing teams.

Ø  Excel in defining and implementing policies, procedures and operational systems that boost productivity, efficiency and quality of operations.

Ø  Competent leader and mentor who is able to create a team environment, including building collaborative relationships, training peers to perform at maximum efficiency, and the capacity to form cross-functional coalitions in order to ensure knowledge is shared across departmental lines.

Ø  Consistently focus on ensuring development of high-standard financial protocols. 

Ø  Proven ability to adapt strong process knowledge and technical skills to diverse organization needs.

Ø  Technology savvy and proficient in multiple software applications and hardware systems. 

 

Functional Competencies

 

Ø  Demonstrate dynamic leadership qualities and strong communication skills in successfully steering financial planning meetings and delivering comprehensive strategies.

Ø  Carefully analyze various documents and reports in order to identify and reconcile potentially costly errors.

Ø  Closely examine accounts to balance positions and funds between clients, firms and/or the bank.

Ø  Develop expert plans of action according to specific financial needs, both expeditiously and effectively.

Ø  Ensure critical internal and regulatory compliance as well as data integrity/quality control by proficiently running MS Excel and Access reports in order to identify and advise IPA reps on JP Morgan vs. DTC position discrepancies.

Ø  Capable of in-depth research and data analysis with the purpose of improving efficiency best practices and productivity. 

Ø  Skilled at devising and implementing economic forecasting programs as well as utilizing extensive knowledge of economic climate to benefit the organization.

Ø  Embrace company initiatives and lead process integration efforts throughout various departments.

Ø  Develop and implement numerous protocols and policies with the purpose of identifying and resolving relevant issues in a proactive manner. 

Ø  Work to standardize cross-departmental communication protocols between various departments in order to break down silo mentality and increase knowledge sharing.

Ø  Stay abreast of most up-to-date financial trends and data in order to offer most viable recommendations to clientele base.    

 

Professional Career Track

 

Trade Reconciliation Specialist, ThinkorSwim, Inc.                                                             2007-Present

 

  Main responsibilities include mutual fund and bond analysis, research into various financial policies and practices in order to resolve discrepancies, balancing of stock options and bond positions for clients, as well as numerous other tasks related to dividends, bond activity, and data management.

 

Control Processing Associate, JP Morgan Chase                                                                   2006-2007

 

  Main responsibilities included reconciliation of customer accounts between DTC and JP Morgan systems, strategic and methodical customer account oversight to ensure fund transfers are financially appropriate, as well as customer updates and setup into JP Morgan system.

 

Fund Accountant, The Northern Trust Company                                                                                 2005

 

  Main responsibilities included striking a daily Net Asset Value for various client plans, reconciliation of cash, shares, and income on a daily basis, as well as verification of transactions, holding discrepancies, and discrepancy resolution oversight. 

 

Trading Assistant, Equitec Proprietary Markets                                                                         2000-2005

 

  Primary responsibilities included economic research and dissemination efforts through Bloomberg, regular calculation of prices of roll values utilizing relevant interest rates, dividends and daily future prices, creation of data metrics sheets, as well as regular collaboration with traders.

 

Trading Assistant, Tony Batista and Scott Snyder                                                                     1999-2000

 

  Primary responsibilities included strategic tracking of market maker positions in America Online pit, utilization of Microhedge software, and consistent and methodical updates of financial information with handheld technology.  Also responsible for settling daily out-trades and review of previous day trades to ensure accuracy. 

 

Earlier Experience

 

Trading Assistant, Tom Coogan                                                                    

 

Trade Checker, First Options Clearing Group                                                                     

 

Education

 

n MBA (Pending), St. Xavier University

n B.S. - Finance, Eastern Illinois University

 




 

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