yyyyyy x. yyyyyy

0000 xxxxxx xxxx , xxxx , xxxxx 00000

xxx-xxx-xxxx • abc@xyz.com

 

senior finance profile

 

strategic initiatives  •  team leadership & training  •  customer service

 

objective: persuasive and influential leader seeking to leverage expertise in foreign exchange, money market, and listed derivatives operations to actively support progressive organization s profitability and productivity objectives.

 

ø  consistently contribute to improved productivity, cost effectiveness, operational enhancement, and profitability through leadership, strategic planning strengths, technical expertise, and sound understanding of client needs.

ø  effective leadership skills honed through progressive roles within high-paced, demanding environments that required balancing of numerous accounts with varying degrees of priority.

ø  excel in big-picture thinking while energizing teams and building consensus among disparate groups in order to make things happen .

ø  reputation for strong work ethic, exceptional commitment to customers, industry knowledge, approachability and ability to get the job done by focusing on priority tasks, responding to sense of urgency, and tenacious commitment to results.

ø  fluent in portuguese.

 

core competencies:

strategic sales & marketing	scheduling & timetables	interdepartmental communication
new business development	p&l accountability	cost reduction & avoidance
project planning & execution	regulatory compliance	efficiency improvements
process redesign & improvement	reporting & analysis	licensing & certification
customer service	presentations & demonstrations	problem solving & resolution

 

 

professional experience

 

credit suisse securities (usa), llc-new york, ny                                                           2003 to present

job title? (20xx? to present)

  assume full accountability for team performance in execution of par loan trading operations, including daily allocation of trades to trade settlement group as well as updating of monthly metrics.

  support quality control initiatives by reviewing standard lsta and manual documentation, including trade confirmations, assignment and acceptance forms, funding memorandum, and bi-lateral and multi-lateral agreements.

  establish objectives for direct reports and ensure each member meets prescribed goals by performing monthly reviews; monitor workflows and field exception-based transactions.

  serve as liaison with closers to resolve outstanding daily issues while fielding trade-related discrepancies with internal (trade assistants) and external (agent banks) clients.

 

operation trade support, listed derivatives operations (2006 to 20xx?)

  executed key trade and position reconciliations between front- and back-office system, including escalation and notification of same-day trade breaks as well as verification of general ledger balance.

  adhered to strict federal and company guidelines while monitoring tms system to ensure timely and proper trade allocations; inspected and documented department key controls for sarbanes-oxley initiative.

  served as direct liaison with front office, broker dealers, and exchange on daily issues, and optimized processes to more effectively resolve discrepancies.

 

operations manager, globalforex sales (2003 to 2006)

  steered strategic operational direction of sales division, including client-driven approaches and training initiatives to empower workforce to capitalize on fx, option, and non-deliverable opportunities; periodically reviewed employees and workflows to ensure optimal performance.

  enforced and implemented all departmental controls and regulatory directives, providing documentation for client trades and inspection of key controls for sarbanes-oxley initiative; analyzed and reported on production statistics.

  issued process improvements, including streamlining of client documentation requirements with internal and external lcd, and coordinated and monitored testing phases through to projects implementation.

  liaised with investigation and static data teams to provide point-of-contact for clients regarding inquiries and audit requests as well as maintenance of ssi while resolving daily conflicts and inefficiencies.

 

credit suisse first boston, llc-new york, ny                                                                    2001 to 2003

operations supervisor, global money market

  contributed dynamic leadership and communication skills toward effectively training and directing high-performance team members in fulfillment of terms, rollovers, calls, and commercial loan trade confirmations as well as support of affiliates, inter-banks, and corporate clients.

  organized workflows and managed exception-based transactions while maintaining counterparty standing settlement instructions; verified manual and netting payments.

  performed reconciliations and investigations of nostro open items and collaborated with front office, cash management, and nostro agents to resolve funding issues.

  assisted controller with additional front and back office reconciliations, and produced comprehensive documentation to support transparency.

 

banco totta & acores-new york, ny                                                                                  1998 to 2001

operations assistant, fx and money market

  completed end-of-day u.s. dollars account balance as well as brokerage bills and payment preparations while assisting with nostro reconciliations and investigations.

  tracked interest rate swap settlements and executed foreign exchange and money market trades input as well as confirmations and archiving of records.

 

 

project experience

 

  served as designated operation uat tester for gfx it development at credit suisse securities.

  assisted credit suisse securities with coordination and coaching of staff for new back office system.

  held integral role in credit suisse securities nostro consolidation initiative.

 

 

technical expertise

 

platforms:	windows (nt / xp)
software:	microsoft office (word, excel, powerpoint, outlook, access), misys liq, clearpar, intralinks
vendors:	merva, trams, fxall, crossmar, gtss, cls, bart, alert, wss, gmi, tdr, endur, tms