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Yyyyyy x. yyyyyy
0000 xxxxxx xxxx , xxxx , xxxxx 00000 • (xxx-xxx-xxxx • abc@xyz.com
Results-focused Executive-Level Business Leader specializing in driving operations growth, managing large-scale investments, analyzing key markets, initiating successful start-up ventures, providing world-class client relations, and cultivating a strong brand image eager to offer 20+ years experience toward maximizing an employer s profits.
Profile of Qualifications
Ambitious self-starter who demonstrates a proven record of outperforming markets for 20+ years, along with providing value-added services to the mutual fund community, proprietary investing operations, financial professionals, and key investors.
Integral leader who excels at aggressively identifying lucrative revenue-boosting opportunities, defining targeted strategies for capturing new business, developing an existing client base, and attaining solid leveraging in competitive financial markets.
Out-of-the-box thinker who contributes strong portfolio management skills while navigating complex financial environments.
Top performer who plans, prioritizes, and manages multiple tasks within fast-paced, high-pressure situations to meet all goals.
Core Competencies
Portfolio Management Sales / Marketing Analysis Policy / Procedure Development |
Profit & Loss Responsibility Legal / Regulatory Compliance Short- / Long-Term Financial Plans |
Client / Business Relations Accounting / Bookkeeping Economic Planning / Analysis |
Professional Synopsis
Managing Partner
Channel Islands Capital & Company, LLC, Irvine, CA 2008 C Present
Utilize broad scope of industry and financial knowledge to serve as Co-Founder and Principal overseeing operations of a registered investment advisor and hedge fund, including directing all aspects of portfolio management, marketing, legal and compliance, prime brokerage, fund administration, accounting and taxation, office administration, web design, networking, and IT.
Co-manage a portfolio of assets employing a strong long / short equities strategy focused on capital preservation and employing fixed income, options, and futures investing, along with constructing a portfolio of long / short equities using personal proprietary criteria and algorithms created from 20+ years of using WONDA consisting of 55,000+ corporations worldwide.
Chief Portfolio Manager / Vice President
Brookstreet Securities Corporation, Irvine, CA 1995 C 2007
Led strategic decision-making for a national brokerage and registered investment advisor, including managing in-house capital of the firm s equity and commodities accounts, as well as directing comprehensive institutional services and in-house research.
Launched a thriving institutional brokerage operation advising $1 billion+ in DVP and custodial assets, along with effectively maintaining a personal arm of trading operations, developing necessary controls, and producing research for firm and brokers.
Recognized for job performance excellence as a top producer among a group of 650 representatives while contributing expertise with all underwriting and due diligence in IPO, PPO, PIPE, and private placement arenas.
Senior Vice President / Account Executive
Presidential Brokerage, Inc., Newport Beach, CA 1992 C 1995
Strategically steered the development, management, marketing, and growth of a diversified group of retail clientele investing in equities, fixed income, and mutual funds, including creating and managing a personal branch from the ground-up encompassing all portfolio management, legal and compliance, office management, internal controls, IT, and customer service.
Yyyyyy x. yyyyyy
(xxx-xxx-xxxx • abc@xyz.com
Professional Synopsis (continued Page Two)
Account Executive / Registered Representative
Reese Financial, Inc., Irvine, CA 1991 C 1992
Exceeded objectives by promoting firm equity and fixed income investments to retail clientele investing in equities, fixed income, and mutual funds, along with personally overseeing client assets and supporting procurement of self-directed investing strategies.
Surplus Lines Insurance Broker
Swett & Crawford Company, Irvine, CA 1990 C 1991
Built and sustained profitable business operations by specializing in property, casualty, umbrella, and excess lines coverage through the Illinois Insurance Exchange and Lloyds of London which was instrumental in maximizing bottom-line performance.
Education, Professional Development & Technical Summary
Extensive Business Administrative Coursework Fullerton College
ISO Certified Commercial Lines Coverage Forms Insurance Education Association of California
NASD / FINRA Series 7 & 63 Licenses (Since 1991) National Association of Securities Dealers / FINRA
CANSLIM.net Investing Workshop Investor s Business Daily Market Wizards, William O Neil, David Ryan
William O Neil Direct Access® (WONDA) • Bloomberg Professional • FixQ • MS Office Suite • OneNote • Groove • InfoPath
WordPress • Adobe Acrobat Pro • eSignal Pro • TradeStation • Neovest • QuickBooks Pro • Back Office Systems (i.e. Fidelity)
Additional Noteworthy Accomplishments
Recognition within Published Book (Rear Cover)
Trade Like Bill O Neil: How We Made Over 18,000% in the Stock Market in 7 Years
Gil Morales & Chris Kacher, Wiley Trading, Copyright 2010
Recognition within Newspaper
The Orange County Register (2000 C 2003)
Apr. 1st, 2003 CWar Weighs On Stocks Many Analysts See Little Reason for Optimism
Sept 22nd, 2001 CWhat a Slump The Markets Decline in Wake of the Terrorist Attacks"
Sept 18th, 2001 C Investors Dump Shares as Concerns Grow That the Economy Will Head into Recession
Apr 19th, 2001 C Wall Street Rally from Rate Cut Fuels Hope
Apr 19th, 2001 C Fed Digs Spurs into Bull
Mar 31st, 2001 C Markets Give O.C. Sour Taste
Mar 11th, 2001 C What Should I Do With My Investments?
Dec 3rd, 2000 C Broadcom Discovers Gravity
Nov 25th, 2000 C O.C. Stocks Rewarded In Nasdaq Rally
Nov 11th, 2000 C Uncertain Outlook Spooks Wall Street
Oct 13th, 2000 C Ticker Shock
Oct 29th, 2000 CHot & Cold Technology Stocks Plunge
March 31st, 2000 C Self Defense Against Stocks
Community Activities
Co-Founder
Investor s Business Daily Meet-Up Group, Irvine, CA
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