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yyyyyy x. yyyyyy 4595 west spring creek parkway #0000 xxxxxx xxxx , xxxx , xxxxx 00000




financial professional team player eager to contribute expertise in operations, administrative support and communications toward supporting the employer in meeting business goals.


career profile

ø  over 14 years of financial services experience.

ø  series 7 and 63 licenses.

ø  adept in all facets of administrative assistance, securities sales and coordination.

ø  knowledgeable in branch management, market quotations and customer service.

ø  comprehensive knowledge of financial performance issues and key operational metrics.

ø  excellent communication skills and proven capacity to interface with diverse groups.

ø  focus on quality and process improvement.

ø  notable record of producing efficiencies and cost reduction.

ø  deliver exceptional reporting and advisement to senior management.

ø  highly-organized multi-tasker with strong detail orientation.

ø  outstanding communications and presentation skill sets.


professional experience

city of plano, tx                                                                                                                        2009 - present

911 dispatcher


southwest securities, inc., plano, tx                                                                                               2008 - 2009

registered sales assistant

       delivered administrative and operational support for four financial advisors.

       processed all checks for branch, took client orders, provided market quotes and assisted clients.


northern trust securities, addison, tx                                                                                             2006 - 2008

registered sales assistant

       supported wealth consultant administratively and coordinated with bankers to assist mutual clients.

       accepted client orders, issued market quotes and assisted customers with various issues.


smith barney, los angeles, ca/dallas, tx                                                                                       2004 - 2006

registered associate

       supported financial consultant, assisted clients, provided market quotes and accepted client orders.

       investigated and resolved operational issues, prepared reports and proposals.

       obtained investment and product information for financial consultants.


morgan stanley, los angeles, ca                                                                                                    1999 - 2004

assistant operations manager 2002 - 2004

       assisted branch manager with administrative, sales support and problem solving responsibilities.

       supervised operations team, reviewed and approved journals, wires, checks and dtcs


senior registered sales assistant 1999 - 2002


other experience

prior to 1999, employed by paine webber in capacity of registered sales assistant.

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