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Yyyyyy x. yyyyyy

0000 xxxxxx xxxx , xxxx , xxxxx 00000 • (xxx-xxx-xxxx •


Enthusiastic Corporate Paralegal eager to offer strong experience among diverse environments, as well as expertise in Business Law, Corporate Finance, Regulatory Compliance, and Business Communications,

 toward maximizing the continued success of your growth-oriented, innovative social gaming company.


Profile of Qualifications


         Integral leader who offers a progressive background among private law firms, financial leaders, and high-tech companies.

         Top performer who creates solid relationships with companies and clientele to maintain superior legal services at all times.

         Ambitious self-starter who plans, prioritizes, and manages legal tasks within deadline-driven situations, including excelling among fast-paced environments while handling confidential law responsibilities in compliance with strict legal guidelines.

         Served as one of the founders of the National Association of Stock Plan Professionals (NASPP) now the leading association for employee stock-related issues, along with co-authoring the Insider Trading Policy that the SEC adopted as the standard for Insider Trading compliance, as well as presenting it at the first NASPP meeting in Washington, D.C.


Key Areas of Expertise


Business Law                                                 Stock Option Plans                                       Initial Public Offerings

Corporate Finance                                          Stock Purchase Plans                                     Mergers / Acquisitions

Comprehensive Legal Support                          Stock Plan Compliance                                  Regulatory Compliance

Meeting / Events Coordination                        Patents / Copyright Applications                     Client / Business Relations


Professional Synopsis


Job Title

Solomon Smith Barney, Los Gatos, CA                                                                                            1996 C 2000


         Utilized broad scope of industry knowledge and administrative services talents toward implementing, managing, and maintaining stock option plans, stock purchase plans, stock plan compliance, taxation, and insider trading within a high-pressure corporate environment while demonstrating strong multitasking, quick-thinking, and problem-solving skills.

         Liaised among diverse domestic and international clientele, including attaining selection as a public speaker on behalf of Solomon Smith Barney on stock plans, taxation, and insider trading, as well as speaking at key conferences worldwide.

         Built and sustained financial business success by contributing dynamic communication and interpersonal relations abilities.


In-House Stock Manager

Komag, Inc., Milpitas / San Jose, CA                                                                                                 1988 C 1996


         Strategically steered all corporate Section 16 stock issues, including coordinating annual shareholder s meetings, ensuring issues put to vote by stockholders and company were passed, and performing all essential stockholder liaison work.

         Played a vital role within the ever-changing industry by becoming a well-known and sought-after speaker at all NASPP conferences, as well as Corporate Management Solutions (CMS) a leading software company catering to the industry.

         Performed duties equivalent to a Chief Compliance Officer, including authoring Proxy Statements; interfacing among finance teams; working with CFO, treasurer, and auditors; and handling all secondary offerings and other finance issues.

         Authored numerous articles on related industry issues for NASPP and drafted comprehensive CMS newsletters.


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Professional Synopsis (continued)


Corporate Paralegal

Altos Computer Systems, City, State                                                                                                1987 C 1988


         Ensured seamless legal processes by successfully assisting General Counsel in all aspects of corporate finance and employee relations, including liaising among a varied clientele to establish a professional and productive rapport.


Corporate Paralegal

Cooley, Godward, Castro, Huddleson & Tatum, City, State                                                            1985 C 1987


         Drove operations efficiency by working on every aspect of corporate finance and business law for high-profile Silicon Valley IPOs, mergers and acquisitions, patents, and copyright applications while maintaining superior services at all times.

         Recruited by the prestigious law firm due to Pennsylvania-based paralegal school s highly regarded graduate status.




Bachelor of Arts Degree

University of California, Santa Barbara


Paralegal Certificate

~ Corporate Finance & Business Law ~

Institute for Paralegal Training
























Yyyyyy x. yyyyyy

0000 xxxxxx xxxx , xxxx , xxxxx 00000 • (xxx-xxx-xxxx •








Hiring Agent Name


Company Name


City/State/Zip Code




I am currently seeking a challenging [ Insert Job Title ] role, and am submitting my resume for your review.


As a quick-learning, forward-thinking Corporate Paralegal, I am excited to build a rewarding career with your company, and am confident that my broad range of professional skills can help to achieve your key objectives.  I can offer 15+ years of experience in high-level Business Law, Corporate Finance, Client / Business Relations, Regulatory Compliance, and Business Communications (including Public Speaking), and am well-versed in all facets of Stock Planning, Insider Trading, IPOs, Mergers & Acquisitions, Patents, and Copyright Applications.


To complement my background, please note that I hold a Bachelor of Arts degree from the University of California, Santa Barbara and completed my rigorous Paralegal Certificate in Corporate Finance and Business Law from the prestigious Institute for Paralegal Training in Philadelphia, PA.


Throughout my career, I have excelled in progressive roles for high-profile Solomon Smith Barney and Komag, Inc. companies, to name a few, whereas I handled all facets of corporate legal and business law activities within high-pressure competitive markets which was instrumental in driving operational growth and boosting bottom-line results while in strict compliance with regulatory standards.  Thus, I have proven my ability to work within fast-paced, deadline-oriented environments while strategically prioritizing legal processes, short- and long-term planning, and business workflow to maximize profitability, productivity, efficiency, and quality.  For these reasons, I am confident that I can achieve success in a rewarding [ Insert Job Title ] role within your innovative company.


I look forward to hearing from you, and thank you in advance for your consideration.






Yyyyyy x. yyyyyy

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